Portfolio of clients

In the field of securities trading, we can draw on our extensive knowledge and experience in supporting and auditing all regulatory requirements from investment trading intermediaries and asset managers to private wealth management firms and liability umbrella solutions. This allows us to advise you on the implementation of regulatory requirements or to audit compliance with these requirements in alignment with the principle of proportionality.

As a securities trading bank, you are challenged with meeting the regulatory requirements for risk management, trade monitoring and compliance. Our experienced industry experts continuously analyze the efficiency of business processes as part of all regulatory compliance assessments.

Our comprehensive range of auditing services for capital management clients ensures that business practices comply with strict regulatory frameworks. We support you in the optimization of risk management and investment processes and can assist you in increasing the transparency of your investment products.

We are experts in the area of leasing which is subject to increasingly complex requirements and standards. Our in-depth knowledge of these regulatory frameworks enables us to offer consulting and auditing services that optimize your business processes and risk management.

Factoring is essential for securing a company's liquidity and is becoming ever more important in the context of digitalization. We provide you with reliable support in setting up your IT infrastructure and operational processes in line with regulatory requirements so you can concentrate on your factoring core business.

Payment service providers are crucial to the ever-growing payments business. Our experts can help you review your processes, risk management methods and IT systems to ensure that all transactions run smoothly and securely.

The regulatory requirements for credit institutions are numerous. Our experienced auditors support you in reviewing your internal monitoring, capital adequacy and liquidity requirements and compliance with regulatory standards. Our experts are also at your disposal to advise on more specialized considerations concerning the conceptual design of risk management and IT infrastructure.